Webflexible than the CPO registration exemption in CFTC Regulation 3.10(c)(3) because, whereas the proposed registration exemption can be claimed on a pool-by-pool basis, the 3.10(c)(3) exemption is available only to offshore CPOs that limit their CPO activities solely to offshore pools with offshore participants. According to the CFTC, in WebNov 5, 2024 · Commodity Futures Trading Commission (CFTC) Regulation 3.10 (c) (3) currently provides an exemption from registration for non-U.S. commodity pool operators (CPOs) and commodity trading...
CFTC Amends Foreign CPO Registration Exemption Insights
WebNov 17, 2024 · On October 15, 2024, the CFTC unanimously adopted amendments to Rule 3.10 (c) that will be of assistance to foreign-located persons acting as commodity pool operators 1 on behalf of offshore ... WebNov 9, 2024 · Commodity Futures Trading Commission (CFTC) Regulation 3.10 (c) (3) currently provides an exemption from registration for non-U.S. commodity pool operators (CPOs) and commodity trading advisors (CTAs), if they solely operate non-U.S. commodity pools offered to non-U.S. investors, or provide commodity trading advice … tesla industries pvt ltd
CFTC Expands Availability of 3.10(c)(3) Registration …
WebOct 26, 2024 · Importantly, under the Final Rule, a non-US CPO’s reliance on CFTC Regulation 3.10(c)(3) would not preclude the non-US CPO from claiming other exemptions or exclusions, including those in CFTC ... WebOct 20, 2024 · The Commission voted to approve a final rule providing a registration exemption for certain foreign intermediaries. CFTC Regulation 3.10 (c) sets forth categories of exemptions to CFTC’s requirements for registration as an intermediary. WebJun 3, 2016 · No annual affirmation is required to maintain this exemption. 4. Non-U.S. Managers An exemption from CPO registration under CFTC Regulation 3.10 (c) (3) is available if a manager is advising a... tesla humanoid video